The subject of this paper, referred to in Japan as 'policy-oriented contemporary litigation' (POCL), is lawsuits in which plaintiffs seek to obtain changes in governmental policies and laws. Mainly relying on pollution and environmental cases, this paper (1) summarizes the present situation of POCL, (2) evaluates the present situation from the viewpoints of different models of POCL, and (3) argues for further reforms of justice system.
The paper presents three models of POCL as heuristic devices for summarizing and evaluating the present situation of POCL: the first model seeks to obtain results as the direct consequence of a judicial decision; the second model, which is a variation of the first model, seeks to obtain results as the direct consequence of settlement after filing a suit, usually after obtaining a favorable decision from the court of first instance; and the third model seeks to obtain results as the indirect consequence of litigation itself when the government is not a party or when it prevails in court. An extensive examination of relevant cases leads to the conclusion that POCL has had little direct influence of judicial decisions. The clearest example is the failed social movement that sought to use the courts to establish the so-called environmental right (
kankyo-ken). In addition, although one may recognize direct positive consequences from settlement or indirect positive consequences from litigation itself in a fairly large number of cases, they have rarely led to the creation of new legal rights.
This paper recognizes that with this situation of POCL as background, an increasing number of scholars argue that social movements should avoid litigation and should instead seek to use legislation to pursue their desired outcomes. For example, one prominent legal scholar argues that new legal rights that limit constitutionally-protected property rights should not be pursued through civil litigation, but that they should turn to the democratic process of legislation to enact laws and ordinances. A leading sociologist of social movements similarly argues that environmental NPOs and NGOs should collaborate with administrative agencies and businesses to produce new policies.
This paper argues, however, that litigation is both inevitable and necessary. The paper identifies several reasons for its inevitability and necessity: policy-makers and legislators do not always recognize the need for new policies and laws swiftly, correctly, or fairly; the legislative process is not necessarily open to all concerned parties, and excluded parties may want to turn to the judicial process when they experience injury or are concerned about future injury; collaboration or partnership between citizens and the government or business is not generally equal, and citizens may need to use litigation in order to maintain or create an equal partnership; there is no guarantee that administrative agencies use their mandated or discretionary powers even when they have such powers, and citizens may need to sue them in order to require them to use those powers, as indicated in the Supreme Court decision of October 2004 that held the national and prefectural governments liable for their failure to use administrative guidance by 1959 to prevent Minamata disease; except in the case of extremely technical provisions, the meaning of legal provisions is always debatable, and those who are unsatisfied with the current situation may want to challenge prevailing interpretations, ultimately through litigation; and the direct impact of settlement is generally obtained after a favorable decision at the court of first instance, while indirect impacts of litigation may be expected only after litigation is filed.
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