Journal of Applied Glycoscience
Online ISSN : 1880-7291
Print ISSN : 1344-7882
ISSN-L : 1344-7882
Regular Papers
Water Sorption Isotherm and Critical Water Activity of Amorphous Water-Soluble Carbohydrates Characterized by the Glass Transition Temperature
Yuichi KashiwakuraTomochika SogabeSukritta AnantawittayanonTakumi MochizukiKiyoshi Kawai
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2024 年 71 巻 1 号 p. 15-21

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Abstract

Water-soluble carbohydrates commonly exist in an amorphous state in foods and undergo glass-rubber transition (glass transition) at the glass transition temperature (Tg). The critical water content (Wc) and critical water activity (awc) are the water content and water activity (aw) at which the glass transition occurs at 298 K (typical ambient temperature), respectively. For amorphous water-soluble carbohydrates, Wc can be predicted from the Tg of anhydrous solid (Tgs) using previously reported equations. However, an approach for predicting awc is still lacking. This study aimed to establish an awc-predictive approach for amorphous water-soluble carbohydrates based on Tgs. First, the water sorption isotherms of four hydrogenated starch hydrolysates were investigated, and the results were analyzed using the Guggenheim-Anderson-de Boer (GAB) model. Second, the effect of Tgs on the GAB parameters (C, K, and Wm) was evaluated using the Tgs values reported in previous literatures. C and Wm decreased and increased logarithmically, respectively, with increasing 1/Tgs. K was fixed to 1 (constant), as it showed little variation. These results enabled the prediction of the GAB parameters from Tgs. The GAB model could then predict awc from Wc, which was determined using the previously established equations. The predicted awc values were in good agreement with the experimentally determined awc. Additionally, we demonstrated that this awc-prediction approach is also applicable to amorphous water-soluble electrolytes and partially water-insoluble carbohydrates. Thus, this approach can be used for the quality control of amorphous water-soluble carbohydrates and carbohydrate-based foods.

Abbreviations

awc, critical water activity; DM, dry matter; Tg, glass transition temperature; Tgs, Tg of anhydrous solute; Tgw, Tg of water; Wc, critical water content.

INTRODUCTION

Water-soluble carbohydrates are commonly present in an amorphous form in food products and undergo glass-rubber transition (glass transition) at their glass transition temperature (Tg). At temperatures below Tg, amorphous carbohydrates in food matrices exist in the glassy state and have a hard, brittle, and/or crisp texture [1,2]. Meanwhile, above Tg, amorphous carbohydrates become rubbery and have a texture that is soft, ductile, and/or sticky. Caking (aggregation) of amorphous carbohydrate-based powders readily occurs in the rubbery state [3,4,5,6,7,8]. Because the Tg of amorphous hydrophilic carbohydrates decreases with increasing water content and/or water activity (aw) owing to water plasticization, water sorption can result in glass transition even at a constant temperature. The water content and aw at which glass transition can occur at ambient temperature (commonly 298 K) are termed as the critical water content (Wc) and critical water activity (awc), respectively [9,10,11,12], which are useful parameters for the quality control of amorphous water-soluble carbohydrates and carbohydrate-based foods.

The effect of water content on the Tg of amorphous materials is described by the Gordon-Taylor (GT) equation (Eq. 1),

  
T g = M s T gs + k ( 1 M s ) T gw M s + k ( 1 M s ) (Eq. 1)

where Ms is the mass fraction of the solid, Tgs is the Tg of the anhydrous solid (K), Tgw is the Tg of water (K), and k is a constant (dimensionless). Tgw can be set to 136 K [13,14]. With two constants (Tgsw and k), Tg-curve (water content-dependence of Tg) and Wc can be determined using the GT equation. In addition, awc can be determined using the Guggenheim-Anderson-de Boer (GAB) water sorption equation (Eq. 2),

  
W = W m CKa w ( 1 Ka w ) ( 1 + ( C 1 ) Ka w ) (Eq. 2)

where W and Wm are the equilibrium water content (g/g-DM, dry matter) and monolayer water content (g/g-DM), respectively; C is a factor correcting the sorption properties of the monolayer with respect to the bulk liquid; and K is a factor correcting the sorption properties of the multilayer with respect to the bulk liquid. From the GAB equation with three parameters (Wm, C, and K), Wc can be converted to awc.

For amorphous water-soluble carbohydrates, k in the GT equation (Eq. 1) can be predicted from Tgs (K) using the following empirical equation [12]:

  
k = 0.0293 T gs 4.39 (Eq. 3)

After determining the Tgs and k, Wc can be predicted by rearranging the GT equation (Eq. 1) as follows:

  
M sc = 162 k 162 k + T gs 298 (Eq. 4)

  
W c = 1 M sc M sc (Eq. 5)

where Msc is the mass fraction of the solute at Tg = 298 K. The Tgs values of various amorphous water-soluble carbohydrates have been widely reported by previous studies. If no data are available in the literature, the Tgs of such carbohydrates can be easily evaluated using differential scanning calorimetry (DSC). Additionally, the Tgs of an amorphous water-soluble carbohydrate mixture can be predicted from the Tgs and ΔCp (heat capacity change induced by glass transition) of the individual components [11]. Thus, the fact that Wc can be predicted from Tgs has an important basis in food quality control. However, no study has reported an approach for predicting awc. Because the quality of food and food ingredients is commonly controlled by aw, determining awc is more important than determining Wc. Like Wc, it is useful if awc can be also predicted by Tgs. The water sorption behavior is affected by Tgs [15,16], as shown in Fig. 1; further explanation is provided in Appendix a. Thus, there is a possibility that GAB parameters can be characterized by Tgs.

Fig. 1. Water sorption isotherm of amorphous water-soluble carbohydrates with varying Tgs (A), and three regions in the type II isotherm (B).

The present study aimed to establish a method to predict the awc of amorphous water-soluble carbohydrates from their Tgs. First, we evaluated the water sorption isotherms of four types of hydrogenated starch hydrolysate (HSH) and analyzed the results using the GAB model. Second, the effect of Tgs on the GAB parameters of amorphous water-soluble carbohydrates was investigated using Tgs values reported in the literature, and an awc-predictive approach was proposed. Finally, we assessed the applicability of this awc-prediction method to amorphous water-soluble electrolytes and partially water-insoluble carbohydrates.

MATERIALS AND METHODS

Materials. Four types of HSH syrup (water content 30 %) were obtained from B Food Science Co., Ltd. (Aichi, Japan). The sugar alcohol composition of these HSHs [11] is shown in Supplemental Data (Table S1; see J. Appl. Glycosci. Web site). Based on which, they were categorized as low molecular weight (Mw)- (LoHSH), lower-middle Mw- (LMiHSH), middle Mw- (MiHSH), and high Mw-enriched HSH (HiHSH).

Preparation of freeze-dried amorphous powder samples. Amorphous LoHSH, LMiHSH, MiHSH, and HiHSH powder samples were prepared by freeze-drying their aqueous solutions. Briefly, the HSHs were diluted to 20 % (w/w) by adding distilled water and frozen in a freezer at 253 K. The frozen samples were then transferred to a pre-cooled chamber and freeze-dried at approximately 11 Pa by increasing the temperature from 238 to 278 K gradually over 48 h. Subsequently, the freeze-dried solids were ground manually to obtain the powders. The LoHSH solid was ground in liquid nitrogen in an aluminum container to obtain fine powder. The freeze-dried samples were then stored in a refrigerator until use.

Water sorption isotherms. Freeze-dried amorphous powder samples (0.5 g) were placed in an aluminum dish (diameter 40 mm), and the residual moisture in the samples was removed by vacuum-drying at 80 ºC (stage temperature) for 6 h. Next, the dry samples were maintained at 298 K for longer than 7 days in a desiccator with saturated salts: Mg(NO3)2 (aw = 0.529), NaBr (aw = 0.576), KI (aw = 0.688), NaCl (aw = 0.753), and KCl (aw = 0.843). We have previously reported the Tg and equilibrium water content of the HSHs in the low aw-region (0-0.432) [11]. The water content in the samples was determined gravimetrically by oven-drying at 378 K for 16 h. The measurements were performed in triplicate, and the results were averaged.

Statistical analysis. Regression analyses were conducted using the root mean squared error (RMSE), mean absolute percentage error (MAPE), and coefficient of determination (R2).

RESULTS AND DISCUSSION

Water sorption isotherms of amorphous HSHs.

Water sorption isotherms of the HSH samples maintained at 298 K are shown in Fig. 2. LMiHSH, MiHSH, and HiHSH exhibited “type II” water sorption isotherms (Appendix a). Their Tgs values were considerably higher than 298 K (Table 1); thus, glass transition occurred at a certain aw in the water sorption isotherms. However, LoHSH exhibited a “type III” water sorption isotherm (Appendix a). The Tgs of LoHSH (283.5 K) was lower than 298 K (Table 1); thus, a rubbery or liquid state was observed in all the aw-region. Type III is commonly observed for amorphous water-soluble carbohydrates that have a Tgs lower than or close to 298 K; thus, awc cannot be defined intrinsically for these materials (Appendix a). LoHSH exhibited a type III curve like we expected. Thus, awc-prediction based on Tgs was conducted for only the samples showing type II isotherms (LMiHSH, MiHSH, and HiHSH).

Fig. 2. Water sorption isotherm of LoHSH, LMiHSH, MiHSH, and HiHSH.

 The solid curves were obtained by fitting the GAB model (Eq. 2) to the data. The values are expressed as the mean ± SD (n = 3).

Table 1.  Glass transition and water sorption properties of amorphous water-soluble carbohydrates.

SampleCKW m (g/100g)T gs (K)kW c (g/100g)a wcRef.
LoHSH0.5720.85325.583283.52.23aNANA11
LMiHSH1.4240.9659.156324.94.31a2.43b0.173c11
MiHSH2.7250.9467.257344.812.13a3.95b0.227c11
HiHSH9.6390.9495.325402.024.25a8.74b0.482c11
Maltodextrin (MD)9.1920.9954.3435.89.009.40.5754
Mango solute (MS)d1.6860.92016.1310.43.861.90.0743
MS-MD (0.2 : 0.8)2.3030.9226.4366.17.185.80.3453
MS-MD (0.4 : 0.6)2.2680.9588.1335.35.574.10.2153
MS-MD (0.6 : 0.4)2.6400.9509.8325.54.953.40.1603
MS-MD (0.8 : 0.2)3.4140.91513.0320.34.073.30.1203
Maltose4.051.0855.33368.67.45.89b0.337c17
Glucose-MD (0.2 : 0.8)6.400.9336.47370.18.117.200.3437
Inulin (low MW)3.660.9446.87384.46.438.29b0.431c18
Inulin (native)6.950.8526.77398.05.9310.41b0.525c18

a The value was calculated by the approximated Couchman-Karasz model [11]. b The value was calculated by the Gordon-Taylor model with Tgs and k (Eq. 1). c The value was calculated by the Guggenheim, Anderson, and de Boer model with Wc (Eq. 2). d Water-soluble materials (manly sucrose, glucose, and fructose) were extracted from mango puree [4].

Effect of Tgs on the GAB parameters of amorphous water-soluble carbohydrates.

To establish an awc-predictive approach based on Tgs, the GAB and GT parameters for amorphous water-soluble carbohydrates were taken from the literature [3,4,7,11,17,18] and are listed in Table 1. GAB parameters are very sensitive to experimental values; a small deviation in the experimental values can cause a large difference in the GAB parameters [4,19,20]. In addition, the water contents at each aw are different between water sorption and water desorption (i.e., hysteresis effect). Therefore, the water content in samples needs to be removed fully prior to water sorption. However, these problems are not always elucidated in the literature. To avoid employing uncertain data, we only included the data reported by our research group at this stage and the data reported by other studies were applied later for comparison.

The relationship between C and Tgs is shown in Fig. 3A. The C values increased with increasing Tgs. The effect of the temperature on C can be analyzed using the Arrhenius-type (or van’t Hoff-type) equation [21,22,23,24]:

  
C = C 0 exp ( ΔH C RT ) (Eq. 6)

where T and R are absolute temperature and gas constant, respectively, and C0 and ΔHC are pre-exponential factor and activation energy, respectively. Temperature is directly proportional to molecular mobility; the higher the temperature, the higher the molecular mobility. Conversely, Tgs is inversely proportional to molecular mobility; the higher the Tgs, the lower the molecular mobility at a constant temperature (298 K in this study). In other words, T and Tgs are interchangeable parameters that reflect molecular mobility. Accordingly, the Arrhenius-type plot for C (Eq. 6) can be rearranged as follows:

  
C = C 0 * exp ( C * T gs ) (Eq. 7)

where C0* and C* are constants. This equation is referred to as “Tg-based Arrhenius-like equation” in this paper.

Fig. 3. Effect of Tgs on the C of amorphous water-soluble carbohydrates (A) and Tg-based Arrhenius-like plot of the C (B).

 The values are listed in Table 1. The relationship between lnC and 1/Tgs (Fig. 3B) was analyzed by the linear fitting, and C* (slope) and lnC0* (intercept) values were determined. The linear proportion was transformed to C vs. Tgs as solid line in Fig. 3A.

The Tg-based Arrhenius-like plot (lnC vs. 1/Tgs) for amorphous water-soluble carbohydrates is shown in Fig. 3B. There was a clear linearity in the plot (R2 = 0.857), and C* (slope) and lnC0* (intercept) values were determined to be −2022.7 and 6.9514, respectively, from the linearity (Eq. 7). Linearity also describes the solid curve shown in Fig. 3A.

The effect of temperature on K has also been analyzed using the Arrhenius-type equation previously [21,22,23,24]:

  
K = K 0 exp ( ΔH K RT ) (Eq. 8)

where K0 and ΔHK are the pre-exponential factor and activation energy, respectively. Thus, it is expected that the Tg-based Arrhenius-like equation can be also applied to K in addition to C (Eq. 7). However, there was little variation in K values of the amorphous water-soluble carbohydrates (Table 1), and mean ± SD of the K values was confirmed to be 0.942 ± 0.057 (n = 13). To simplify the awc-predictive approach, K was fixed to 1 (constant) for amorphous water-soluble carbohydrates.

When K is fixed to 1, the GAB model is equivalent to the Brunauer-Emmett-Teller (BET) model. The BET model is commonly employed to analyze water sorption behavior up to the intermediate aw-region [17]. Because the awc values of amorphous water-soluble carbohydrates are almost in the aw-range applied by the BET model (Table 1), the setting of K as 1 simplified the awc-predictive approach. Electrolyte polymers (e.g., proteins) and samples containing water-insoluble materials and/or parts have been reported to exhibit a much lower value of K than 1 [7,25]. However, this study focused only on water-soluble carbohydrates, which simplified the approach.

The temperature dependence of Wm has often been undetermined by previous studies, although there are some examples in which the Arrhenius-type equation has been applied [19,21]. This will be because the monolayer water content is independent of temperature, and temperature has a negligible effect on the surface area of materials. In contrast, Wm intrinsically depends on Tgs (Appendix a), because higher the Tgs, larger is the molar mass [11,18] and thus lower the surface area per g-DM. In other words, it is expected that a higher Tgs corresponds to a lower Wm.

The effect of Tgs on the Wm of amorphous water-soluble carbohydrates is shown in Fig. 4A. As expected, Wm decreased with increasing Tgs. As discussed above, the effect of Tgs on Wm can be analyzed using the Tg-based Arrhenius-like equation.

  
W m = W m 0 * exp ( W m * T gs ) (Eq. 9)

where Wm0* and Wm* are constants. The Tg-based Arrhenius-like plot (lnWm vs. 1/Tgs) is shown in Fig. 4B. Good linearity was observed in the plot (R2 = 0.812), and Wm* (slope) and lnWm0* (intercept) values were determined to be 1159 and −5.830, respectively. Linearity also describes the solid curve shown in Fig. 4A.

Fig. 4. Effect of Tgs on the Wm of amorphous water-soluble carbohydrates (A) and Tg-based Arrhenius-like plot of the Wm (B).

 The values are listed in Table 1. The relationship between lnWm and 1/Tgs (Fig. 4B) was analyzed by the linear fitting, and Wm* (slope) and lnWm0* (intercept) values were determined. The linear proportion was transformed to Wm vs. Tgs as solid line in Fig. 4A.

Although the physical significance of the constants (C*, C0*, Wm*, and Wm0*) in the Tg-based Arrhenius-like equation is unclear at present, the Tg-based Arrhenius-like plot can be effectively used to express the effect of Tgs on the C and Wm of amorphous water-soluble carbohydrates. This is a valuable result for establishing an awc-predictive approach based on Tgs.

Applicability of the awc-predictive approach to amorphous water-soluble carbohydrates.

As C and Wm can be predicted using Tgs, awc can also be predicted using Tgs. Briefly, k was obtained using Eq. 3 from Tgs, and then, Wc was obtained using Eq. 5 using Tgs and k. Meanwhile, C and Wm were obtained using Eqs. 7 and 9, respectively, using Tgs. Thereafter, Wc was converted to awc using Eq. 2 with obtained C and Wm values. Subsequently, using the awc-predictive approach, awc was calculated from the experimentally determined Tgs listed in Table 1 [3,4,7,11,17,18]. The relationship between the experimentally determined awc and the predicted awc is shown in Fig. 5. The calculated awc values were in good agreement with the predicted awc values (RMSE = 0.035, MAPE = 9.05, and R2 = 0.948; n = 13).

Fig. 5. Relationship between experimentally determined awc and predicted awc of amorphous water-soluble carbohydrates.

 The experimentally determined awc values are listed in Table 1.

To further validate our proposed method, the applicability of the awc-prediction approach to other water-soluble carbohydrates reported in the literature was tested. The experimentally determined Tgs and awc and predicted awc are listed in Supplemental Data (Table S2; see J. Appl. Glycosci. Web site) [9,10,26,27,28]. The relationship between the experimentally determined and predicted awc is shown in Fig. 6. There was relatively good agreement between the values (RMSE = 0.058, MAPE = 16.7, R2 = 0.906, n = 12). Based on these results, we concluded that the awc-predictive approach based on Tgs can successfully determine the awc of amorphous water-soluble carbohydrates.

Fig. 6. Relationship between awc values obtained from previous literature and predicted awc values of amorphous water-soluble carbohydrates.

 The values are listed in Supplemental Data (Table S2; see J. Appl. Glycosci. Web site).

The awc-predictive approach can predict the GAB parameters, which implies that water sorption isotherm can also be predicted from Tgs. For confirmation, we evaluated the relationship between the experimentally determined and predicted water content at each aw (Fig. 7) and found the values were in moderate agreement (RMSE = 7.66, MAPE = 21.2, and R2 = 0.777; n = 90). A large difference between the calculated and predicted values was observed in the high-water content (high aw) region. This is because the BET model (applicable in the low and intermediate aw-regions) was applied as the predictive approach. The prediction was greatly improved when the water content range was limited to < 20 g/100 g-DM (RMSE = 1.68, MAPE = 17.5, and R2 = 0.886; n = 73).

Fig. 7. Relationship between experimentally determined water content and predicted water content of amorphous water-soluble carbohydrates at each aw.

 The GAB parameters reflecting experimentally determined water content are listed in Table 1.

Effect of amorphous water-soluble electrolytes and water-insoluble carbohydrates on the awc-predictive approach.

The awc-predictive approach was established with the assumption that the materials were amorphous water-soluble carbohydrates. Thus, we evaluated whether this awc-predictive approach is also applicable to other carbohydrates and carbohydrate-based materials.

The experimentally determined Tgs and awc and predicted awc of the amorphous electrolytes and carbohydrate-electrolyte mixtures are listed in Supplemental Data (Table S3; see J. Appl. Glycosci. Web site) [17,29]. The relationship between the experimentally determined and predicted awc is shown in Fig. 8. The experimental and predicted awc values of calcium maltobionate (CaMb) and CaMb-maltose mixtures were almost similar. CaMb is composed of a divalent cation (Ca2+) and two maltobionate ions. Maltobionate consists of glucose and gluconate. Because the CaMb and CaMb-maltose systems comprise carbohydrate and carbohydrate-related (hydrogen-bonding system) parts, the contribution of electrostatic interactions in them is weak. Thus, the awc-predictive approach established by amorphous water-soluble carbohydrates can be applied to them as well. The predicted awc of HMb (maltobionic acid), however, showed a large deviation from its experimentally determined value owing to large electrostatic interactions.

Fig. 8. Relationship between experimentally determined awc and predicted awc of amorphous electrolytes and carbohydrate-electrolyte mixtures.

 The values are listed in Supplemental Data (Table S3; see J. Appl. Glycosci. Web site).

The experimentally determined Tgs and awc and the predicted awc for partially water-insoluble carbohydrates are listed in Supplemental Data (Table S4; see J. Appl. Glycosci. Web site)[4,7,18]. The relationship between the experimentally determined awc and the predicted awc is shown in Fig. 9. The higher the water-insoluble content, the larger the deviation in the prediction. For example, the values of semi-crystalline inulin (high-MW), which contains water-insoluble (crystal) parts, showed a larger deviation than those of pre-melted inulin (high-MW). In the case of (maltodextrin (MD)-glucose)-cellulose samples (MD-glucose mixture at 0.2 dry weight fraction of glucose was mixed with crystalline cellulose at 0.8, 0.6, 0.4, and 0.2 dry weight fractions of cellulose), the awc of the sample containing 0.8 dry weight fraction of cellulose showed the largest deviation from the predicted value. These large deviations originate from the different physical significance of water content and aw. Water content (g/g-DM) is expressed as the amount of water per amount of total dry matter, including water-insoluble materials. However, aw is mainly affected by hydrophilic materials and/or parts; there is little or no contribution from water-insoluble materials and/or parts. Thus, the water content at each aw value decreased intrinsically with an increase in the ratio of water-insoluble materials and/or parts. As a result, the effect of Tgs on the GAB parameters differed from that of the awc-predictive approach established using water-soluble carbohydrates. If the unit of equilibrium water content is changed from “g/g-DM” to “g/g-hydrophilic matters,” a better awc prediction will be achieved.

Fig. 9. Relationship between experimentally determined awc and predicted awc of partially water-insoluble carbohydrates.

 The values are listed in Supplemental Data (Table S4; see J. Appl. Glycosci. Web site).

CONCLUSION

In this study, we established an awc-predictive approach for amorphous water-soluble carbohydrates. This approach enabled us to predict awc from Tgs. In addition, the water sorption isotherm (equilibrium water content at each aw) at 298 K could be predicted under limited conditions (below a water content of 20 g/100 g-DM). Furthermore, we demonstrated that the awc-predictive approach is also applicable to amorphous electrolytes, amorphous carbohydrate-electrolyte mixtures, and partially water-insoluble carbohydrates, depending on the ion and water-insoluble material contents. As the Tgs values of amorphous carbohydrates have been widely reported previously or can be readily evaluated, this predictive approach will be useful for characterizing the physical properties of amorphous carbohydrates and carbohydrate-based foods.

CONFLICTS OF INTERESTS

This study was financially supported by B Food Science Co., Ltd. for collaborative research. Hydrogenated starch hydrolysates used in this study were manufactured by B Food Science Co., Ltd. Authors, Yuichi Kashiwakura and Tomochika Sogabe are employee of B Food Science Co., Ltd.

Appendix a

As shown in Fig. 1, the water sorption isotherm of amorphous water-soluble carbohydrates commonly exhibits type II or III curve. Type II curve can be divided into three regions. In the low aw-region, monolayer water adsorption occurs. The monolayer water content (Wm) depends on the surface area of the carbohydrates; the higher the Tgs, the larger the molar mass [11,18] and thus lower the surface area per g-DM (i.e., lower Wm). In the intermediate aw-region, multilayer water adsorption occurs, and the aw-dependence of water content becomes too sensitive; a slight change in water content results in a large change in aw. In the high aw-region, the aw-dependence of water content becomes much weaker because of the appearance of bulk water; the system behaves as an aqueous solution. Around the turning point between the low and intermediate aw-region, glass to rubber transition is expected to occur [15]. In other words, the water content and aw become Wc and awc, respectively, at this point. Tgs will be directly proportional to Wc and awc. Based on these interpretations, we expected that type II water sorption isotherm can be characterized by Tgs. Type III, however, is commonly observed for the amorphous water-soluble carbohydrates having a low Tgs (lower than or close to 298 K). Thus, we assumed that awc cannot be intrinsically defined for these materials.

REFERENCES
 
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