2021 Volume 62 Issue 10 Pages 1495-1501
Platinum group metals (PGMs) are precious rare metals mined only in a few regions of the world. Recycling PGMs used in automotive catalytic converters is of utmost importance to meet increasing global demand. The Rose process is the main recycling process used in Japan to recover PGMs from spent automotive catalytic converters. The recycling process involves smelting a ceramic structure, in which PGMs are supported, with Cu, Cu2O, reductants, and fluxes such as CaO and SiO2.
This study compared the Pd and Pt recovery capability of Cu or Cu2O as extractants. Pd and Pt particles were simultaneously suspended in Al2O3–CaO–SiO2 molten slag, and the extractant Cu or Cu2O was added. The concentration of Pd and Pt in the slag as a function of processing time was investigated at 1723 K of the operating temperature in the Rose process, under carbon saturation. The results show that the suspended Pd and Pt particles were combined by collisions in the slag, and the recovery ratio and recovery speed of Pd and Pt suspended particles were higher when using Cu2O than when using Cu. The Cu2O dissolved in the slag was reduced to metallic Cu in the slag and alloyed with the suspended PGMs particles to form Cu-PGMs alloys. As a result, the particle size of the PGMs increased and sedimentation motion in the slag is promoted.
Platinum group metals (PGMs) are considered the rarest elements on the planet and are classified as precious metals. The natural distribution of PGMs is highly concentrated in South Africa and Russia, accounting for more than 80% of the production from ores.1,2) Recent predictions indicate that PGMs will be in short supply by 2030 if they are not recycled.3) Moreover, because of their peculiar physical-chemical properties, PGMs cannot be replaced. For the sustainable management and efficient use of natural resources, PGMs recycling technologies are expected to become even more important in the future. Therefore, recycling PGMs is of utmost importance to meet increasing global demand.
Automotive catalytic converters account for over 60% of the PGMs global demand.4) Since other PGMs form volatile oxides, palladium (Pd), platinum (Pt), and rhodium (Rh), supported on ceramic structures, are widely utilized and are essential for automotive catalytic converters. Currently, most recycling processes for recovering PGMs from spent automotive catalytic converters are based on pyrometallurgical processes.5–11) In these processes, automotive catalytic converters are melted at high temperatures and fluxes, structures such as Al2O3 are concentrated in slag, and the PGMs are concentrated in molten metal (Cu, Fe, Pb, etc.) or these compounds (sulfide, chloride) added to separate the Al2O3 structure and the PGMs. Because the slag generated in the smelting process is eventually discarded, PGMs remaining in the slag are lost. Additionally, the revenue of the recycling process is significantly affected by PGMs price fluctuations rather than by other metal resources. Therefore, in recycling PGMs, a high recovery ratio and quick recovery are required.
The Rose process is the most widely used process in Japan for recycling PGMs.12) In the Rose process, crushed automotive catalytic converters are melted in an electric furnace with fluxes of CaO, SiO2 and Cu or Cu2O as the extractant of PGMs at high temperatures under reducing atmosphere. The slag is separated from molten Cu, containing the concentrated PGMs. Next, oxidative smelting of the molten Cu containing the PGMs is carried out. To increase the PGMs concentration in the molten Cu, a part of Cu is separated into Cu2O to obtain a Cu alloy with a high concentration of PGMs. The Cu2O generated by oxidative smelting is then cooled, solidified, returned to the electric furnace, and mixed with the Al2O3–CaO–SiO2 system slag of reductive smelting together with automotive catalytic converters, reduced and recovered to the alloy phase.
Cu and Cu2O are used as extractants of PGMs in the Rose process. Nishijima et al.13) reported phase equilibria data of PGMs between the Al2O3–CaO–SiO2 slag system and liquid Cu, Nakamura et al.,14,15) Chen et al.,16) Baba et al.17) reported the phase equilibria and solubility data of PGMs in slags of different compositions and various temperatures. To the best of the authors’ knowledge, studies reporting non-equilibrium or kinetic measurements are scarce in previous literatures. Regarding the processes of recovering PGMs from spent automotive catalytic converters using molten metal, Benson et al.18) calculated the sedimentation velocity of PGMs particles and reported the recovery mechanism. Kolliopoulos et al.19) also conducted experiments to recover PGMs on Cu. However, these studies used metal, and not Cu2O, as the extractant. Except for the previous work by the authors,20) studies using Cu2O as an extractant, as in the Rose process, are not reported in the literature. The previous study20) reported the difference in the recovery ratio and recovery speed of PGMs using Cu or Cu2O as the extractant, demonstrating the superiority of Cu2O. Additionally, our previous study20) reported experiments to recover Pd or Pt particles suspended in molten slag, without considering collisions between suspended particles.
Crucible experiments are the basis of the PGMs recycling process using Cu-based extractants. Due to the small size of Pd and Pt particles, a significant amount of time is needed for them to settle by themselves. In this work, Pd and Pt particles were suspended simultaneously in the Al2O3–CaO–SiO2 slag system, at 1723 K of the operating temperature in the Rose process. The recovery ratio and recovery speed of Pd and Pt using Cu or Cu2O as extractants were investigated. The behavior of Pd and Pt particles in the slag was studied, and the sedimentation velocity of the suspended particles was estimated.
The powder sample was prepared by mixing 200 g of 35 mass%Al2O3–30 mass%CaO–35 mass%SiO2. The powder sample was placed into a MgO crucible with an internal diameter of 65 mm and height of 60 mm. Then the sample was placed in an electric furnace of MoSi2 heating elements. The temperature was set at 1723 K (±10 K) to melt the sample and maintained for 9 h, under an Ar atmosphere, to reach thermal equilibrium, and take into account the dissolution ratio of MgO. Next, the powder obtained by mixing 100 g of 35 mass%Al2O3–30 mass%CaO–35 mass%SiO2 with 0.15 g or 0.3 g of Pd and Pt, respectively, in which the average diameter of Pd and Pt particles was about 0.6 µm was added from the top of the furnace through a quartz tube at room temperature (∼298 K). Immediately after the addition, a 250 mm long columnar carbon rod (∼125 g) with a diameter of 20 mm was inserted in the crucible to maintained carbon saturation inside the crucible. The sample was maintained at 1723 K (±10 K) for 3 h after the mixed powder was added, and 30 g of Cu or 33.78 g of Cu2O (equivalent to 30 g of Cu element) with a particle diameter <53 µm was added through a quartz tube at room temperature (∼298 K). Sampling was performed immediately before and after 0.5, 1, 2, 4, 6, 8, and 12 h of adding Cu or Cu2O. Approximately 1 g of the sample was collected from the top of the furnace by suction of the center of the molten slag using a mullite tube and a syringe, followed by water cooling. In order to confirm the natural sedimentation of Pd and Pt particles, the experiment was also conducted under the same conditions without adding Cu and Cu2O.
After 12 h of adding Cu or Cu2O, the carbon rod in the crucible was removed and the crucible was cooled in water. The remaining slag and alloy phases in the crucible were carefully separated. The Pd and Pt concentrations in the slag obtained by sampling from the top of crucible were quantified by inductively coupled plasma mass spectrometry (ICP-MS), and the Cu concentration in the slag and Cu, Pd, and Pt concentrations in the alloy were quantified by inductively coupled plasma optical emission spectrometry (ICP-OES). Additionally, a part of the obtained slag sample was observed, and the composition of metal particles suspended in the slag was analyzed by electron probe microanalysis (EPMA) and scanning electron microscopy with energy-dispersive X-Ray microanalysis (SEM-EDX).
The effect of Cu and Cu2O addition on the recovery of the suspended Pd and Pt in the slag was investigated at 1723 K. Figure 1 shows the back-scattering electron image and the elemental mapping of a sample in containing 0.3 g of Pd and Pt obtained by EPMA, and maintained for 3 h before the addition of the Cu-based extractants. The Pd and Pt particles formed alloys and were suspended in the slag. Tables 1 and 2 list the concentration of Cu, Pd, and Pt in the slag and the suspended metal particles in the slag, respectively, when 0.15 g of Pd and Pt were added. These results are compared with the results reported in our previous study20) under the same conditions, in which 0.3 g of Pd or 0.3 g of Pt were added and recovered.

Back-scattering electron image and elemental mapping of suspended Pd and Pt particle in the slag (EPMA).


The relationship between the concentration of Cu in the slag and processing time is shown in Fig. 2. In all cases, when Cu was added, the Cu concentration in the slag increased and became nearly constant after ∼1 h. On the other hand, when Cu2O was added, the Cu concentration in the slag increased nearly up to 8,000 mass ppm after ∼1 h, and then gradually decreased over time. These experiments were performed under the carbon saturation. Therefore, it was considered that once Cu2O was dissolved in Al2O3–CaO–SiO2 slag it was reduced by C (s) or CO (g) to metallic Cu over time.

Concentration of Cu in the slag as a function of time.
The relationship between the processing time and the concentrations of Pd and Pt in the slag is shown in Figs. 3 and 4, respectively. The Pd and Pt concentrations in the slag decreased over time due to natural sedimentation without the addition of Cu and Cu2O. Comparing the results of Cu and Cu2O addition, at equal processing times, the concentrations of Pd and Pt in the slag were lower using Cu2O as an extractant than with Cu. Therefore, suggesting that Cu2O is superior to Cu as an extractant in terms of the recovery ratio and recovery speed of suspended PGMs in the presence of Pd and Pt. This tendency was consistent with our previous results in which Pd and Pt do not coexist. Regarding the amount of Pd and Pt (0.15 g and 0.3 g), results show that the concentration of Pd and Pt in the slag were lower before and after the addition of 0.3 g of the extractant. Furthermore, the changes in the concentration of Pd and Pt in the slag using 0.15 g of Pd and Pt were similar to the results of our previous study using 0.3 g of Pd or Pt. Therefore, authors consider that an increase in the number of suspended particles in the slag leads to a high frequency of collisions between the particles. Additionally, authors consider that the growth speed of the particles and the sedimentation velocity increases with higher concentration of Cu in the suspended particles.

Concentration of Pd in the slag as a function of time.

Concentration of Pt in the slag as a function of time.
Table 3 lists the Cu, Pd, and Pt concentrations, mass, and recovery ratios of Pd and Pt in the alloy phase after cooling in water. Because the concentrations of Al, Ca, Si, and Mg in the alloy were <0.5 mass%, the alloy phase was regarded as an alloy containing only Cu, Pd, and Pt. The recovery ratio was calculated using eq. (1)
| \begin{equation} R = \frac{m_{\text{m}}\cdot x_{\text{m}}}{m_{\text{s}}\cdot x_{\text{s}} + m_{\text{m}}\cdot x_{\text{m}}}\times 100 \end{equation} | (1) |

Figure 5 shows the back-scattering electron image obtained by SEM-EDX of the 0.15 g Pd and 0.15 g Pt sample suspended in the slag 1 h after the addition of Cu2O. Metal particles of a Cu–Pd–Pt alloy with a diameter of several micrometers were observed in the slag. Furthermore, results show that the composition of these particles is nearly constant regardless of particle diameter and processing time. Figure 6 shows the relationship between the total Pd and Pt concentration in the alloy particles and the processing time. The reported concentrations are the average of five suspended particle samples. The concentration of Pd and Pt in the Cu–Pd–Pt suspended alloy decreased and the concentration of Cu increased with increasing processing time. The comparison between the extractants (Cu and Cu2O) shows that a higher concentration of Cu in the alloy particles was obtained using Cu2O than for Cu. Additionally, the addition of Cu2O showed higher concentrations of Cu in the slag than those using Cu (Fig. 2). This is because the extractant Cu2O was chemically dissolved in the slag. Subsequently, Cu2O in the slag was reduced to metallic Cu with increasing processing time. The metallic Cu produced with this reduction formed Cu–Pd–Pt alloy particles with suspended Pd and Pt alloy particles. Moreover, more time was required to form the Cu–Pd–Pt alloy using Cu as an extractant.

Back-scattering electron image obtained by (SEM-EDX) of the 0.15 g Pd and 0.15 g Pt sample suspended in the slag 1 h after the addition of Cu2O.

Concentration of Pd and Pt in alloy particles as a function of time.
The relationship between the diameter of the metal particles and their sedimentation velocity in the slag was studied to understand the behavior of Pd and Pt particles using Cu2O and Cu as extractants. According to SEM-EDX analysis, the Pd–Pt or Cu–Pd–Pt alloys in the slag showed particle diameters <10 µm. Therefore, the motion of the alloy particles in the slag can be described by sedimentation in the vertical direction (eq. (2)) and Brownian motion in the random direction (eq. (3)).21)
| \begin{equation} \text{Sedimentation motion (Stokes' law):}\ v_{t}\approx \frac{(\rho_{\text{p}} - \rho)D^{2}g}{18\mu} \end{equation} | (2) |
| \begin{equation} \text{Brownian motion (Einstein's theory):}\ \skew3\bar{X}\approx \sqrt{\frac{2\text{k}_{\text{B}}T}{3\pi\skew2\bar{D}\mu}t} \end{equation} | (3) |


Average moving distance as a function of the Pd–Pt alloy particle diameter. (——), Sedimentation motion; (- - -), Brownian motion.
Regarding the motion of the Cu–Pd–Pt alloy in the slag, sedimentation in the vertical direction was examined (eq. (2)). Assuming that eq. (4) and eq. (5) are valid when forming an alloy with a mass ratio of Pd+Pt:Cu of x:(1 − x), the sedimentation velocity can be calculated when no combining or splitting between alloy particles occurs.
| \begin{equation} \rho_{\text{alloy}} = x \rho_{\text{Pd–Pt}} + (1 - x) \rho_{\text{Cu}} \end{equation} | (4) |
| \begin{equation} m_{\text{Pd–Pt}} = xm_{\text{alloy}} \end{equation} | (5) |
| \begin{equation} m_{\text{Pd–Pt}} = \frac{4}{3}\pi \left( \frac{D_{\text{Pd–Pt}}}{2} \right)^{3} \rho_{\text{Pd–Pt}} \end{equation} | (6) |
| \begin{equation} m_{\text{alloy}} = \frac{4}{3}\pi \left( \frac{D_{\text{alloy}}}{2} \right)^{3}\rho_{\text{alloy}} \end{equation} | (7) |
| \begin{equation} m_{\text{alloy}} = \frac{\pi \rho_{\text{Pd–Pt}}D_{\text{Pd–Pt}}{}^{3}}{6x} \end{equation} | (8) |
| \begin{equation} D_{\text{alloy}} = D_{\text{Pd–Pt}}\cdot \left\{\frac{\rho_{\text{Pd–Pt}}}{x(x\rho_{\text{Pd–Pt}} + \rho_{\text{Cu}} - x\rho_{\text{Cu}})} \right\}^{\frac{1}{3}} \end{equation} | (9) |
| \begin{align} v_{\text{t}}&\approx \frac{D_{\text{Pd–Pt}}{}^{2}g}{18\mu}\cdot (x\rho_{\text{Pd–Pt}} + \rho_{\text{Cu}} - x\rho_{\text{Cu}} - \rho_{\text{slag}}) \\ &\quad \cdot \left\{ \frac{\rho_{\text{Pd–Pt}}}{x (x\rho_{\text{Pd–Pt}} + \rho_{\text{Cu}} - x\rho_{\text{Cu}})} \right\}^{\frac{2}{3}} \end{align} | (10) |

Relationship between the sedimentation distance and the alloy composition for initial Pd–Pt alloy particles diameter of 0.5 µm (–·–·–), 1 µm (——), and 5 µm (- - -).

Schematic diagram of the settling mechanism of suspended Pd and Pt particles.
The reduction smelting process using Cu-based extractants for the recycling PGMs was investigated in this work. To understand the behavior of suspended Pd and Pt particles in the slag and Cu-based extractants efficiency, Pd and Pt particles were suspended simultaneously in the Al2O3–CaO–SiO2 slag system at 1723 K. The recovery ratio and recovery speed of Pd and Pt using Cu or Cu2O as extractants were investigated and compared. The main conclusions are as follows: