Journal of Occupational Health
Online ISSN : 1348-9585
Print ISSN : 1341-9145
ISSN-L : 1341-9145
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Effect on Mental Health of a Participatory Intervention to Improve Psychosocial Work Environment: A Cluster Randomized Controlled Trial among Nurses
Ayako Uchiyama Yuko OdagiriYumiko OhyaTomoko TakamiyaShigeru InoueTeruichi Shimomitsu
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2013 Volume 55 Issue 3 Pages 173-183

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Abstract

Objectives: Improvement of psychosocial work environment has proved to be valuable for workers’ mental health. However, limited evidence is available for the effectiveness of participatory interventions. The purpose of this study was to investigate the effect on mental health among nurses of a participatory intervention to improve the psychosocial work environment. Methods: A cluster randomized controlled trial was conducted in hospital settings. A total of 434 nurses in 24 units were randomly allocated to 11 intervention units (n=183) and 13 control units (n=218). A participatory program was provided to the intervention units for 6 months. Depressive symptoms as mental health status and psychosocial work environment, assessed by the Job Content Questionnaire, the Effort-Reward Imbalance Questionnaire, and the Quality Work Competence questionnaire, were measured before and immediately after the 6-month intervention by a self-administered questionnaire. Results: No significant intervention effect was observed for mental health status. However, significant intervention effects were observed in psychosocial work environment aspects, such as Coworker Support (p<0.01) and Goals (p<0.01), and borderline significance was observed for Job Control (p<0.10). Conclusions: It is suggested that a 6-month participatory intervention is effective in improving psychosocial work environment, but not mental health, among Japanese nurses.

(J Occup Health 2013; 55: 173–183)

Introduction

Psychosocial work environment has been regarded as one of the risk factors for workers' mental health1). Workplace intervention at the organizational level, including the improvement of psychosocial work environment, is identified to be more preferable compared with individual-level intervention because it seems a more preventive, sustaining, and fundamental approach24). However, literature reviews57) have presented the insignificant effects of such organizational-level interventions, though it has been pointed out that this is mainly due to the limited number of well-designed studies, such as randomized controlled trials5). Furthermore, many of those studies do not include descriptions of the implementation processes of interventions, and therefore it is sometimes difficult to fully understand the interventional protocols and contents, which makes it hard to apply them to other workplaces. Therefore, interventional processes as well as outcomes should be assessed to clarify the effectiveness of workplace interventions813).

Recent medical developments have brought an increase in work demands, speed, complexity, and responsibility, causing a high prevalence of psychological distress, burnout, sick leave, and absenteeism among health care workers14, 15). Thus, the improvement of psychosocial work environment for healthcare workers is needed. However, limited evidence is available for the effectiveness of organizational-level interventions to reduce occupational stress, specifically focused on the nursing psychosocial work environment. In addition, studies that provide sufficient information on actual implementation or interventional processes are needed16, 17).

When conducting a workplace intervention, the participation of workers is highly recommended1822). This is because workers are often well aware of the problems and possible solutions in their workplace23), and thus we focused on a workers' participatory approach to interventional processes.

The purpose of this study was to investigate the effects on mental health among nurses of a participatory intervention aimed at improving the psychosocial work environment in hospital settings using a cluster randomized controlled design.

Subjects and Methods

Study design and setting

This study was a cluster randomized controlled trial to investigate the effect on mental health of a 6-month participatory intervention to improve psychosocial work environment.

Two private, medium-sized (448 and 197 beds) general hospitals in Japan were invited to participate in this study. There were 30 units, including 496 nurses. Three units that were not involved in direct patient care, 3 units consisting of less than or equal to 3 nurses, and nurses who were on sick leave or maternity leave were excluded before randomization. As a result, a total of 434 nurses in 24 units were chosen as the study subjects (Fig. 1). Randomization of the intervention group and the wait list control group was conducted at the unit level after stratification by hospital and department nature (outpatient/inpatient) and carried out by a person who was not involved in the intervention or evaluation. The units were allocated to 11 intervention units and 13 control units.

Fig. 1.

Flow of participants, a cluster randomized controlled study.

Measurement and assessment

Mental health status and psychosocial work environment were measured by a self-administered questionnaire method before and immediately after the 6-month intervention. Questionnaires were distributed and collected in sealed envelopes at the workplaces through the subchiefs of each unit. The primary outcome in the present study was set as mental health status and the secondary outcome was psychosocial work environment.

Mental health status was measured using the Japanese version of the Center for Epidemiologic Studies Depression Scale (CES-D)24, 25). It assesses depressive symptoms of the previous 7 days and consists of 20 items with a 4-point Likert scale, ranging from 0 (never or rarely) to 3 (usually). The CES-D scores potentially range from 0 to 60, with higher scores indicating high severity of depressive symptoms.

Psychosocial work environment was measured by 3 questionnaires: the 22-item Japanese version of the Job Content Questionnaire (JCQ)26, 27), the short version of the Effort-Reward Imbalance Questionnaire (ERIQ)28), and the Quality Work Competence (QWC) questionnaire18, 29, 30).

The Job Content Questionnaire (JCQ) consisted of subscales for Job Demands (5 items), Job Control (9 items), Supervisor Support (4 items), and Coworker Support (4 items), with a 4-point response option ranging from 1 (strongly disagree) to 4 (strongly agree). The weighted item scores were calculated as scale scores26).

The short version of the Effort-Reward Imbalance Questionnaire (ERIQ) was based on Siegriest's ERI model. This questionnaire consisted of subscales for Effort (3 items) and Reward (7 items), with a 4-point option ranging from 1 (strongly agree) to 4 (strongly disagree). The reliability and validity of the Japanese version (Effort, 6 items; Reward, 11 items; 5-point option) were reported to be satisfactory31).

The Quality Work Competence (QWC) questionnaire18) was designed for the assessment of organizational conditions. It includes various aspects and characteristics of psychosocial work environment and existing occupational stress factors, which differ from those of the JCQ or ERIQ. We translated the validated English version of the QWC into Japanese. This preliminary Japanese version of the QWC was reviewed by industrial physicians, hospital nurses, a bilingual person who majored in psychology, and experts in the field of job stress research. We adopted their comments and revised the Japanese version. Then, back translation into English was performed by a bilingual professional translator. After some corrections of words and clarifications of meanings, the appropriateness of the Japanese version of the QWC was confirmed by the author of the original English version. It consists of the following 7 key assessment areas, with 4-point Likert scales ranging from 1 (not at all) to 4 (to a great extent), 1 (strongly disagree) to 4 (strongly agree), or 1 (never) to 4 (often): Goals (4 items; e. g., workplace goals are well-defined, realistic), Efficiency (4 items; e. g., planning of work tasks, resources used optimally at work), Participatory Management (6 items; e. g., latitude for deciding how work should be done, opportunity to influence workplace decisions), Competence Development (4 items; e. g., opportunity for professional development), Work Climate (5 items; e. g., positive atmosphere at work, cohesion among co-workers), Leadership (5 items; e. g., immediate supervisor is clear in his/her communication, acts consistently, acts consequently), and Feedback (3 items; e. g., performance feedback from supervisor when task has been done well/poorly, respectively)18). Cronbach's alphas were satisfactory (0.79–0.85). All indices were converted into percentage scores, ranging from a possible low of 0% to a high of 100% (e. g., if a person scored 15 points out of a maximum of 20, their percentage score was 75). For all QWC scales, higher scores are more desirable.

Sociodemographic variables, such as gender, age, career as a nurse, working hours, job position, employment status, and work schedule were also reported.

Outline of the intervention

A participatory program for improving psychosocial work environment was developed with reference to previous studies18, 32, 33) and implemented during a 6-month period. The intervention group had an intensive intervention period for the first 3 months and a consecutive implementation period for the following 3 months. The intervention was unit based, focused on active employee participation, and based on action planning to improve the work environment. All members in the intervention units were expected to participate in a series of activities designed to improve the work environment. Subchief nurses in each intervention unit were appointed as key persons to facilitate activities within their own units. During a 3-month intensive intervention period, we invited all key persons to 30-minute group meetings and let them exchange views on their unit's intervention activities. Through these activities, they had chances to share information on good practices as well as obstacles during intervention in other units. Furthermore, 30-minute individual interviews with each key person were conducted by the first author to provide advice on facilitating other staff activities in their units. Then, each key person went back to their unit and shared necessary information with staff of their own units as follow-up tasks. They were required to fill out task sheets after every 30-minute group meeting to clarify the problems, needs, and progress of their unit and to help plan execution of the activities. Two months after the intensive intervention period (one month before the end of the 6-month intervention), a booster session was provided to check how activities proceeded in each unit. In total, the authors held key person meetings (including the booster session) 4 times. A detailed outline of our intervention is described as follows and is shown in Fig. 2.

Fig. 2.

Outline of the intervention.

Development phase (Steps 1–2): The results of the pre-intervention survey were reported to each unit and used for target identification and prioritization of the targeted psychosocial work environment, and as an index of improvement. In reference to their own unit's results, all members of the unit were asked to describe their ideal work environment and invited to develop action plans to improve their psychosocial work environment. Comprehensive information on mental health in the workplace and psychosocial work environment as a source of stress was provided to each unit.

Key persons were assigned to list the issues of their own units that needed to be improved and incorporate the opinions of unit members. They identified existing problems, while considering the effectiveness, feasibility, priority, and time cost of improvements. Ultimately, they proposed some action plans at their workplaces. Five points that were emphasized in this developmental phase are as follows: 1) start with problems that are easy to take action on; 2) focus on feasibility; 3) link with other management goals; 4) share experiences, such as good practices and failures, between units; and 5) work together and involve all members of the unit in decision-making, such as goal setting throughout all processes of the intervention.

Implementation phase (Steps 3–4): Nurses in the intervention group started to improve their psychosocial work environment based on the action plans proposed in the development phase. Researchers visited their workplaces and observed how their activities proceeded. Problems in the implementation of the plans and barriers to the activities were reported to the researchers and key persons of other units. Suggestions for further improvement and sustaining autonomous activities were discussed during this period.

Evaluation of the intervention: In this study, we performed two types of evaluation, an outcome evaluation and a process evaluation. For the process evaluation, key persons were asked to look back at the whole interventional process of their unit. Descriptive information was gathered referring to qualitative content analysis34, 35). Qualitative content analysis is a research method for subjective interpretation of the content of text data through the systematic process of coding and identifying themes or patterns34). We used this qualitative research technique for the purpose of classifying large amounts of text into an efficient number of categories based on their similarities. Researchers' notes that had been obtained in key persons meetings and individual interviews as well as from key persons' task sheets were used. In addition, after the post-intervention survey, key persons evaluated the overall interventional process, including descriptive responses. All relevant information contributing to evaluation of the intervention was obtained. From these data, information about activities, as well as information about why certain activities were not continued or conducted as planned, was provided.

The roles of the researchers were to observe, facilitate, and support the whole interventional process in order to help sustain autonomous activities. Nurses in the control units completed questionnaires and received feedback on factors other than the psychosocial environment at the baseline survey because no particular intervention activities were conducted.

Statistical analysis

Baseline characteristics of both intervention and control groups were compared with the t-test for continuous variables and the chi-square test or Fisher's exact test for categorical variables. To examine the intervention effects, we assessed the interaction effects between groups (intervention and control) and time (pre and post intervention), employing multilevel modeling to take into account the variation in the units. We analyzed data using a generalized linear mixed model for repeated measures and included unit as a random effect. Paired t-tests were used to test changes in score for each variable in each group. Analysis of covariance (ANCOVA) was also used to compare scores for each variable at post-intervention, controlling for the pre-intervention score. The significance level was set at 0.05 (two-tailed), and borderline significance was set as 0.10. Statistical analyses were performed with SPSS 19.0 for Windows (SPSS Inc., Chicago, IL, U. S.A.).

The study design and procedure were reviewed and approved by the Research Ethics Committee of Tokyo Medical University. Written informed consent from each participant was obtained and confidentiality was protected. All participants responded anonymously to the questionnaire. For ethical reasons, nurses in the wait list control group were invited to the same intervention program after the study was completed. This study was registered with the University Hospital Medical Information Network Clinical Trials Registry (UMIN-CTR), the Japanese registry of clinical trials (UMIN000004430).

Results

Baseline characteristics

A total of 496 nurses in 2 hospitals were eligible for the study (Fig. 1). Four hundred and thirty-four nurses from 24 units met the inclusion criteria for this study, and 401 nurses completed the pre-intervention questionnaire (response rate: 92.4%). A total of 183 nurses were included in the intervention group, and 218 were included in the wait list control group. Of these, 361 (90.0%) responded to the post-intervention survey. At post-intervention, 168 nurses from the intervention group and 193 nurses from the control group completed the questionnaire (response rates: 91.8 and 88.5%, respectively). Fifteen nurses in the intervention group and 25 in the control group discontinued follow-up: They retired (n=10), took sick or maternity leave (n=11), moved to an indirect patient care unit (n=2), or did not respond to the post-intervention survey (n=17). Forty-two nurses were excluded from the final analyses because they were moved to other units during the intervention period, regardless of whether or not the new unit involved patient care. In the end, 149 nurses in the intervention group and 170 nurses in the control group who stayed in the same unit during the intervention period were analyzed. Thus, the dropout rate was 20.4%.

Table 1 shows the characteristics of the intervention and control groups. There were no significant differences in sociodemographic variables between the groups. At baseline, among the psychosocial work environment scores, only the score of Job Demands was significantly lower in the intervention group than in the control group (t (314)=2.24, p=0.026; scores are shown in Table 2).

Table 1. Baseline characteristics of intervention and control groups
Intervention group (n=149) Control group (n=170) pb
na Mean±SD % na Mean±SD %
Gender 0.079
  Female 149 100.0 166 97.6
  Male   0   0.0   4  2.4
Age (years) 148 33.0±9.6 168 31.7±9.1 0.198
Career (years) 149 10.5±8.3 169  9.7±8.6 0.432
Working hours (/week) 115 44.3±8.7 132 46.6±10.5 0.063
Job position 0.254
  General 123  82.6 146 85.9
  Subchief and chief  26  17.4  24 14.1
Employment status 0.218
  Regular 134  90.5 159 93.5
  Temporary  14  9.5  11  6.4
Work schedule 0.228
  Shift 107  75.4 117 70.9
  Non-shift  35  24.6  48 29.1
a  The numbers of subjects varied for some variables because of missing data.

b  p-value for comparison at baseline betweeen the intervention group and control group by t-test, chi-square test or exact test.

Table 2 Comparison of mental health status and psychosocial work environment pre and post intervention between the intervention and control groups
Intervention group Control group Interaction effect
Pre-intervention Post-intervention Pre-intervention Post-intervention
Variables (Range) na Mean(SD) Mean(SD) t pb na Mean(SD) Mean(SD) t pb F pc
Mental health
 CES-D (0–60) 133 16.1 (9.4) 15.1 (9.7) 1.56 0.122 154 15.8 (9.6) 15.2 (8.9) 1.11 0.268 0.132 0.717
Psychosocial work environment
 JCQ
   Job demands (12–48) 147 35.1 (4.5) 35.1 (4.8) 0.06 0.956 163 36.3 (5.3) 36.5 (5.2) −0.51 0.614 0.160 0.690
   Job control (24–96) 146 67.6 (8.2) 68.9 (8.0) −2.28 0.024 162 67.9 (7.8) 67.6 (7.4) 0.44 0.660 3.840 0.051
   Supervisor support (4–16) 147 11.4 (2.5) 11.5 (2.3) −0.29 0.773 163 11.2 (2.5) 11.2 (2.3) 0.00 1.000 0.015 0.902
   Coworker support (4–16) 145 11.9 (1.7) 12.4 (1.8) −3.43 0.001 163 12.0 (2.0) 11.9 (1.8) 0.37 0.713 7.120 0.008
 ERIQ
   Effort (3–12) 142 8.7 (1.7) 9.0 (1.8) −2.08 0.039 165 8.9 (1.9) 9.2 (1.8) −2.72 0.007 0.033 0.855
   Reward (7–28) 138 18.0 (2.8) 18.2 (2.8) −0.99 0.323 163 17.9 (2.7) 18.0 (2.8) −0.60 0.548 0.046 0.831
 QWC (0–100)
   Goals 149 58.3 (20.4) 59.7 (18.0) −0.84 0.400 163 60.0 (16.5) 55.1 (17.9) 3.55 0.001 8.792 0.003
   Efficiency 148 58.1 (18.1) 60.7 (17.1) −1.75 0.082 164 56.0 (16.3) 55.6 (16.4) 0.34 0.734 2.560 0.111
   Participatory management 148 61.4 (21.9) 65.1 (20.8) −2.48 0.014 164 59.3 (18.3) 61.2 (18.7) −1.41 0.160 0.748 0.388
   Competence development 147 64.4 (18.6) 64.9 (17.3) −0.30 0.767 165 62.7 (18.8) 60.6 (18.3) 1.39 0.168 0.852 0.357
   Work climate 148 60.3 (15.7) 60.5 (16.6) −0.14 0.888 166 58.8 (18.2) 57.7 (15.3) 0.85 0.398 0.608 0.436
   Leadership 144 57.5 (19.4) 58.2 (16.6) −0.53 0.598 161 54.2 (18.4) 54.5 (16.5) −0.20 0.841 0.142 0.706
   Feedback 147 62.3 (22.3) 61.0 (20.2) 0.85 0.394 166 59.8 (17.7) 59.2 (17.3) 0.44 0.661 0.092 0.762
a  The numbers of subjects varied for some variables because of missing data.

b  p-value for comparison at baseline betweeen pre and post intervention by the paired t-test.

c  p-value for the time x group interaction estimated by repeated measures analysis using generalized liner mixed models with unit as a random effect. CES-D: the Center for Epidemiologic Studies Depression Scale. JCQ: the Job Content Questionnaire. ERIQ: the Effort-Reward Imbalance Questionnaire. QWC: the Quality Work Competence Questionnaire.

In order to test a potential selection bias of mental health status and psychosocial work environment before intervention, participants and nonparticipants were compared with nurses who were excluded from the outcome analyses. There were no significant differences in either scale of mental health status and psychosocial work environment (data not shown).

Effects of intervention

Table 2 shows the changes in the mean scores of pre and post intervention mental health status and psychosocial work environment in the intervention and control groups. The change in CES-D score as the primary outcome was not statistically significant (intervention group t=1.56, p=0.122; control group t=1.11, p=0.268). This indicated that no significant intervention effect was observed for mental health status. A favorable intervention effect was found in some variables of psychosocial work environment. The intervention group showed a statistically significant increase in the scales of Participatory Management (t=–2.48, p=0.014), Job Control (t=–2.28, p=0.024) and Coworker Support (t=–3.43, p=0.001), whereas the control group showed a statistically significant decrease in Goals (t=3.55, p=0.001). There was also a significant increase in Effort in both groups (intervention group t=–2.08, p=0.039; control group t=–2.72, p=0.007). The interaction effect was statistically significant for Goals (F=8.792, p=0.003) and Coworker Support (F=7.120, p=0.008). In addition, borderline significance was observed for Job Control (F=3.840, p=0.051), even after taking into account the unit variation in scores.

The post-intervention scores of each variable, adjusted for pre-intervention scores, were compared between the intervention group and the control group (data not shown in table). The CES-D score was not statistically different between the groups. Almost all psychosocial factors at post-intervention were more favorable in the intervention group than in the control group. A statistically significant difference was found between the two groups for 4 out of 13 of psychosocial factors (Goals, Efficiency, Job Control, and Coworker Support), and statistically borderline significance was found for Competence Development.

Process evaluation of the intervention

Regarding their overall evaluation of the whole process of the intervention, key persons were asked “What were useful and helpful methods for facilitating activities in your unit?” after the intervention. It was found that “exchange of views with key persons of other units at group meetings” and “cognition of good practices in other units” might have been key for facilitating activities. They were also asked “How do you see changes in your unit through improving the psychosocial work environment?” Ten out of 13 key persons responded that there was an “improved work environment”. Meanwhile, improved psychosocial work environment varied among units and did not necessarily correspond to the targeted psychosocial work environment. Table 3 shows the list of reasons why psychosocial work environment improved, as evaluated by key persons. The most predominant reasons were “adopting staff's ideas and needs in goal setting” and “framework and approach of activities worked well”. In regard to reasons why it did not improve, obstacles such as “(difficulty in) securing time for activities” and “(difficulty in) having a common understanding among staff” were pointed out. Detailed contents of intervention activities of the 11 intervention units are shown in Table 4. In spite of prior emphasis that the participation of all unit members was essential, all members were not necessarily involved during the implementation phase. Some activities were carried out as planned or with appropriate corrections, whereas others were not completed satisfactorily.

Table 3. Description of reasons why psychosocial work environment improved or did not improve, adapted from evaluation sheet
What were the reasons why psychosocial work environment improved? Unit
1 Adopting staff's ideas and needs in goal setting. K, G, C, D
2 Framework and approach of activities worked well. H, I, J, K
3 Owing to staff's understanding and cooperation, activities performed well. K, G, I
4 Activities promoted smoother communication between staff. B, E
5 Activities led to changing staff's consciousness of improving work environment. B
What were the reasons why psychosocial work environment did not improve? Unit
1 Securing time for activities. Time to implement action plans and to discuss activities was insufficient. D, E, F, G, H, K
2 Having a common understanding among staff. Communication among staff and key persons was insufficient. A, B, C, E, K
3 Activities increased staff's and key persons' burdens. B, C, E
4 Evaluating psychosocial work environment. Realizing effectiveness and changes. C, I, J
5 Gaps between goal setting and staff's real needs. B, H, I
6 Keeping continuity and autonomy of activities. D, I
7 Cooperating with new staff after personnel changes and vacant positions. A, B
8 Intervention intensity was not enough to get staff involved in activities. E
9 Limited interest in improving psychosocial work environment among staff. K
Table 4. Description of planned and implemented activities during interventions in each unit
Unit Planned and implemented activitiesa
A (n=16) 1) Team reorganization (e. g., increased number of teams)
2) Allocation of job roles within the team
B (n=16) 1) Delivering a message of support
2) Greetings and expressions of gratitude using one's name (“thank you”, “that would help”)
C (n=15) 1) Sharing problems of patients while expressing feelings at unit meetings
2) Conducting professional nursing study groups
D (n=15) 1) Arranging team meetings during day shift hours
2) Actively speaking in meetings at least once per day
E (n=21) 1) Effective use of unit meeting (time, contents, meeting minutes) (i. e., simplified and easy-to-read meeting minutes)
2) Rewarding good work and supporting poor work
3) Reviewing one's goals (e. g., unit, team, and individual goals)
F (n=11) 1) Clarified responsibility for assigned tasks
2) Conducting study groups for each assigned task team
G (n=4) Conducting regular unit meetings for sharing information and discussing problems
H (n=14) Organized staff room (i. e., cleaning duty for a week)
I (n=16) 1) Carry out one's role within unit
2) Conducting study groups (mutual enlightenment, informing nonparticipants about the contents of workshops)
3) Creating atmosphere of helping each other
J (n=16) 1) Providing opportunities for stress release and sharing information
2) Enhancement of system of calling for help from other units (i. e., check the daily schedule at morning meetings)
3) Clarified goals of outpatient unit (i. e., check their goals at unit meetings)
K (n=15) 1) Developing better relationships through regular greetings (“good morning”, “have a nice evening”, “good bye”, “thank you”)
2) Sharing information and motivating others at meetings
3) Offering compliments
4) Reporting, making contacts and advising other staff
5) Thinking positively
6) Enhancement of cooperative framework for when busy or sick and in the case of emergencies
7) Information exchange in cases of complaints and incidents
8) Having opportunities to express feelings and release stress
a  Information retrieved from researchers' notes of key person meetings and interviews, and responses from key persons in follow-up task sheets and evaluation sheets.

When we observed the results of each unit, increased Goals were noted in Units J and K, though their pre-intervention scores were the lowest. These two units work with outpatients, and each unit was functionally divided into several branches, unlike other units. These units did not have opportunities to hold whole-unit meetings and had difficulty with communication. They had set their action plans to clarify the goals of their entire outpatient units and enhance the cooperative framework among branches. Furthermore, unit members were regularly encouraged, and their motivation was stimulated due to the efforts of key persons, which helped to obtain understanding and cooperation from unit members during these activities. In Unit C, where the psychosocial work environment was broadly improved, a key person asked all unit members their opinions regarding their workplace. Their responses may have contributed to goal setting and action plans. Nevertheless, there were some units in which all psychosocial work environment scores were not significantly improved (Units B, H, and I). In these units, participants showed less interest in improving their psychosocial work environment and wanted to improve working conditions (such as salary, working schedule, and manpower shortage) rather than psychosocial factors.

Discussion

This study evaluated the effects on mental health status among nurses of a participatory intervention for improving the psychosocial work environment using a cluster randomized controlled design. After a 6-month intervention, we could find no significant effect on the scores of depressive symptoms. We hypothesized that a workers' participatory approach improves the psychosocial work environment, and subsequently, a favorable working environment has a good effect on mental health. However, in this study, the improvement in psychosocial work environment was not reflected in the scores of depressive symptoms. The insignificant effect may be due to the timing of outcome assessment, which was immediately after the end of the 6-month intervention. In addition, it may be due not only to the timing but also to the index of mental health, depressive symptoms. It has been pointed out that subjective symptoms vary by stress level and that depressive symptoms are more apparent at high stress levels36). If we had assessed relatively milder reactions such as irritation, anger, or anxiety, we may have found a positive intervention effect.

The significant favorable effect on Coworker Support in the present study was consistent with previous findings in worker participatory intervention research20), including hospital settings19, 32). In our intervention, some units implemented action plans (e. g., increasing meeting opportunities to provide necessary information to unit members), which may have led to the improvement of communication among members, and thus provided a good opportunity for members to encourage each other to develop further mutual support. No significant intervention effect was observed for Supervisor Support. This may be partly attributable to increased communication between nurses at the same level, not only through supervisors.

A statistically significant intervention effect observed for Goals seems reasonable. The whole process of the intervention itself could have led to improving the score for Goals because it included the process of clarifying and setting feasible goals. However, this result should be carefully interpreted. As described in our results, some units with low Goals scores on the pre-intervention survey showed a great increase. The lower score at baseline made it easier to find positive effects because there was some room for improvement. However, the units that aimed to clarify goals and increase the score for Goals after the intervention could have learned the skills needed for appropriate goal setting. Because goal setting is the most fundamental and useful skill for behavioral change, focusing on goal setting in intervention activities may be useful and applicable to other activities.

Statistically borderline significance for Job Control was shown in this study. According to previous studies22, 37), worker participatory intervention led to an increase in controllability. Therefore, this result of an increase in Job Control was not surprising.

The number of factors with significant effects that were observed in this study was smaller than those in previous intervention studies18, 38). This may be explained by the fact that some subjects in our study were suffering severely from manpower shortages and some subjects complained about their salaries, so they had higher expectations for improving working conditions (i. e., work schedules, working hours, and salaries) rather than psychosocial work environment. The psychosocial intervention did not cover these aspects. In addition, a seasonal effect may have been observed. Significant increases in Effort in both groups may be due to the timing of the assessment at the end of the fiscal year. The feasibility of intervention needs to be considered. It has been pointed out that work environment improvement may sometimes result in participants' overexpenditure of effort as a “side effect”5). The process of creating action plans and implementation can be stressful and may cause negative effects39). The framework of our intervention, process and intensity seemed to be acceptable even during the nurses' busy ordinary work activities. This was supported by the fact none of the intervention units dropped out during the intervention period.

From the process evaluation, several considerations for future interventions were obtained. Firstly, the continuing facilitation of key persons is important for the successful implementation of the intervention. Secondly, a preliminary period for preparation before implementation is required. Some units reported on the evaluation sheets and in interviews that they needed more time to inform and convince all members of unit to be involved in the intervention. Thirdly, it is difficult to determine the best intervention period. Six months might be insufficient to implement action plans for improving the psychosocial work environment and mental health. However, if researchers set a longer study period, more effort would be required to boost key persons' motivation and autonomy of participants. At the same time, it is important not to create an excessive burden on participants because they are already fully occupied with daily work tasks. It could be argued that in the intervention group, where the baseline scores for Job Demands were significantly lower than in the control group, it was easier to improve the work environment because they had time for activities. However, as a matter of fact, “(difficulty in) securing time for activities” was the most common reason given for why psychosocial work environment did not improve in our sample. Some intervention units, in which job demands needed to be improved through work conditions (e. g., increasing personnel), could not adopt these goals and action plans because of feasibility. Time constraints and feasibility continue to be priority issues for researchers when conducting intervention studies.

Some limitations of the study must also be mentioned. Firstly, contamination of the intervention cannot be fully avoided in this study design. Though all units were located on different floors of the hospitals, with independent management of tasks and staff, information exchange was not completely prohibited. This design would be likely to lead to underestimation in the results. Secondly, only short-term intervention effects at 6 months immediately after the intervention were examined. Future studies should include longer-term effects, and the timing of assessment of intervention could be argued. Thirdly, it was difficult to identify which specific aspects of the intervention were effective for the outcome changes because our approach was multifaceted. The process evaluation data served as a complement to the quantitative results in this study.

This study has several strengths. It used a randomized controlled design with homogeneous subjects, that is, hospital nurses. In addition, we provided information on interventional processes and obstacles in implementing intervention (e. g., “having a common understanding among staff”). This information provides useful suggestions for development of future intervention programs.

In conclusion, although there was no significant improvement in mental health status, some intervention effects on psychosocial work environment were observed. This study suggests favorable results with regard to the 6-month effectiveness of the participatory intervention for improving psychosocial work environment among nurses.

Acknowledgment

We appreciate the support and cooperation of all of the participants in the study. This study was supported by Grant-in-Aid for Scientific Research, from the Japan Society for the Promotion of Science (JSPS). We are indebted to Dr. Bengt Arnetz for his invaluable help with the QWC instrument. The QWC is commercially supplied by the Swedish company Springlife.

References
 
2013 by the Japan Society for Occupational Health
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